4//SEC Filing
CONSOLIDATED WATER CO LTD 4
Accession 0001144204-16-135711
$CWCOCIK 0000928340operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 5:53 PM ET
Size
9.2 KB
Accession
0001144204-16-135711
Insider Transaction Report
Form 4
TONNER JOHN
Chief Operating Officer
Transactions
- Exercise/Conversion
COMMON STOCK
2016-11-21$9.11/sh+6,000$54,660→ 15,528 total - Sale
COMMON STOCK
2016-11-21$11.20/sh−6,000$67,225→ 9,528 total - Exercise/Conversion
OPTION (RIGHT TO BUY
2016-11-21−6,000→ 0 totalExercise: $9.11From: 2014-07-15Exp: 2017-07-14→ COMMON STOCK (6,000 underlying)
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $11.10 to $11.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]The option vested as to 6,000 shares on July 15, 2014. The option was set to expire as to 6,000 shares at the end of the day on July 14, 2017; however, the option was exercised on November 21, 2016 as to an aggregate of 6,000 shares as to which the option would have expired on July 14, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.
Documents
Issuer
CONSOLIDATED WATER CO LTD
CIK 0000928340
Entity typeoperating
IncorporatedCayman Islands
Related Parties
1- filerCIK 0000928340
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 5:53 PM ET
- Size
- 9.2 KB