$CWCO·4

CONSOLIDATED WATER CO LTD · Nov 21, 5:53 PM ET

CONSOLIDATED WATER CO LTD 4

4 · CONSOLIDATED WATER CO LTD · Filed Nov 21, 2016

Insider Transaction Report

Form 4
Period: 2016-11-21
TONNER JOHN
Chief Operating Officer
Transactions
  • Exercise/Conversion

    COMMON STOCK

    2016-11-21$9.11/sh+6,000$54,66015,528 total
  • Sale

    COMMON STOCK

    2016-11-21$11.20/sh6,000$67,2259,528 total
  • Exercise/Conversion

    OPTION (RIGHT TO BUY

    2016-11-216,0000 total
    Exercise: $9.11From: 2014-07-15Exp: 2017-07-14COMMON STOCK (6,000 underlying)
Footnotes (2)
  • [F1]This transaction was executed in multiple trades at prices ranging from $11.10 to $11.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]The option vested as to 6,000 shares on July 15, 2014. The option was set to expire as to 6,000 shares at the end of the day on July 14, 2017; however, the option was exercised on November 21, 2016 as to an aggregate of 6,000 shares as to which the option would have expired on July 14, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.

Documents

1 file
  • 4
    v453583_4.xmlPrimary

    OWNERSHIP DOCUMENT