ExlService Holdings, Inc. 4/A
4/A · ExlService Holdings, Inc. · Filed Dec 5, 2016
Insider Transaction Report
Form 4/AAmended
MITTAL SOM
Director
Transactions
- Award
Restricted Stock Units
2015-06-19+2,853→ 8,874 total→ Common Stock, par value $0.001 per share (2,853 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.
- [F2]The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors of ExlService Holdings, Inc. (the "Board") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) 180 days following the end of the reporting person's term on the Board.
- [F3]The reporting person's Form 4 filed on June 24, 2015 inadvertently understated the amount of derivative securities directly held by the reporting person by one share, which amount was also not included in the subsequent Form 4 filed by the reporting person.