4//SEC Filing
James River Group Holdings, Ltd. 4
Accession 0001144204-16-139471
$JRVRCIK 0001620459operating
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 4:02 PM ET
Size
14.9 KB
Accession
0001144204-16-139471
Insider Transaction Report
Form 4
Zwillinger David
Director10% Owner
Transactions
- Sale
Common Shares
2016-12-12$38.00/sh−450,000$17,100,000→ 10,597,238 total(indirect: See footnotes)
Holdings
- 1,970
Common Shares
Footnotes (5)
- [F1]The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 1,843,928 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 5,220,897 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 3,532,413 Common Shares following the transaction reported in this line of this Form 4.
- [F2]D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David Zwillinger ("David Zwillinger"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4.
- [F3]In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, and DESCO LP is reported herein. The Reporting Person disclaims any beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- [F4]The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (78,300 Common Shares), CH-SP Franklin (221,700 Common Shares), and Oculus Portfolios (150,000 Common Shares).
- [F5]Consists of (i) 1,190 Common Shares and (ii) 780 restricted share units.
Issuer
James River Group Holdings, Ltd.
CIK 0001620459
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001620459
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 4:02 PM ET
- Size
- 14.9 KB