FXCM Inc. 4

4 · FXCM Inc. · Filed Jan 3, 2017

Form 4

Period: 2016-12-29

10% Owner

Transactions

Conversion
Class A Common Stock
[F1]
2016-12-29+20,000→ 40,000 total
Conversion
Class A Common Stock
[F1][F2]
2016-12-29+37,221→ 77,221 total(indirect: See Footnote)
Conversion
Class A Common Stock
[F1][F3]
2016-12-29+37,221→ 114,442 total(indirect: See Footnote)
Conversion
Units of FXCM Holdings LLC
[F1]
2016-12-29−20,000→ 842,489 total
→ Class A Common Stock (20,000 underlying)
Conversion
Units of FXCM Holdings LLC
[F1][F2]
2016-12-29−37,221→ 805,268 total(indirect: By Trust)
→ Class A Common Stock (37,221 underlying)
Conversion
Units of FXCM Holdings LLC
[F1][F3]
2016-12-29−37,221→ 768,047 total(indirect: By Trust)
→ Class A Common Stock (37,221 underlying)

Footnotes (3)

[F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
[F2]Units of FXCM Holdings LLC are held by a trust, for the benefit of Mr. Niv's family, for which Mr. Niv's wife serves as investment adviser. Mr. Niv disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
[F3]Units of FXCM Holdings LLC held by trusts, over which the Reporting Person exercises investment control. Mr. Niv disclaims beneficial ownership over the securities held by these trusts except to the extent of his pecuniary interest therein.

Signature

/s/ David S. Sassoon, as designated signatory|2017-01-03

Documents

1 file