FXCM Inc. 4
4 · FXCM Inc. · Filed Jan 3, 2017
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Niv Dror
DirectorSee remarks
Transactions
- Conversion
Class A Common Stock
2016-12-29+37,221→ 77,221 total(indirect: See Footnote) - Conversion
Units of FXCM Holdings LLC
2016-12-29−20,000→ 842,489 total→ Class A Common Stock (20,000 underlying) - Conversion
Units of FXCM Holdings LLC
2016-12-29−37,221→ 805,268 total(indirect: By Trust)→ Class A Common Stock (37,221 underlying) - Conversion
Class A Common Stock
2016-12-29+20,000→ 40,000 total
Footnotes (3)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]Units of FXCM Holdings LLC are held by a trust, for the benefit of Mr. Niv's family, for which Mr. Niv's wife serves as investment adviser. Mr. Niv disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
- [F3]Units of FXCM Holdings LLC held by trusts, over which the Reporting Person exercises investment control. Mr. Niv disclaims beneficial ownership over the securities held by these trusts except to the extent of his pecuniary interest therein.