4//SEC Filing
PARETEUM Corp 4
Accession 0001144204-17-001144
CIK 0001084384operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 5:14 PM ET
Size
11.6 KB
Accession
0001144204-17-001144
Insider Transaction Report
Form 4
PARETEUM CorpTEUM
Turner Robert Harold
Director
Transactions
- Award
Common Stock
2017-01-04$0.12/sh+223,400$26,808→ 2,373,400 total - Award
Common Stock
2017-01-04$0.14/sh+2,000,000$280,000→ 2,150,000 total - Sale
Series A Convertible Preferred Stock
2016-11-22$60000.00/sh−6$360,000→ 0 totalFrom: 2016-09-30→ Common Stock - Award
Common Stock
2017-01-04$0.33/sh+150,000$49,500→ 150,000 total
Footnotes (4)
- [F1]The shares of Common Stock were issued to the reporting person pursuant to the Issuer's Amended and Restated 2008 Long-Term Incentive Compensation Plan, as amended, in respect of compensation owed pursuant to the reporting person's employment agreement dated Nov. 2015.
- [F2]The shares of Common Stock were issued to the reporting person pursuant to the Issuer's Amended and Restated 2008 Long-Term Incentive Compensation Plan, as amended, in respect of compensation owed pursuant to the reporting person's employment agreement dated Nov. 2016.
- [F3]The shares of Common Stock were issued to the reporting person pursuant to the Issuer's Amended and Restated 2008 Long-Term Incentive Compensation Plan, as amended, as reimbursement of unused vacation time for 2015 and 2016.
- [F4]Series A Convertible Preferred Stock (the "Series A Preferred Stock") is convertible into shares of common stock, at the holder's election, at all times since issuance and has no expiration date (though the issuer may force the reporting person to convert the Series A Preferred Stock into shares of common stock at any time after September 2, 2017). Each share of Series A Preferred Stock is convertible into 0.04% of the Company's issued and outstanding shares of common stock immediately prior to conversion.
Documents
Issuer
PARETEUM Corp
CIK 0001084384
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001084384
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 5:14 PM ET
- Size
- 11.6 KB