$LSTA·4

Caladrius Biosciences, Inc. · Jan 11, 5:48 PM ET

Caladrius Biosciences, Inc. 4

4 · Caladrius Biosciences, Inc. · Filed Jan 11, 2017

Insider Transaction Report

Form 4
Period: 2017-01-09
Preti Robert A
See Remarks
Transactions
  • Tax Payment

    Common Stock

    2017-01-09$3.54/sh2,482$8,78643,142 total
  • Award

    Common Stock

    2017-01-09+18,30045,624 total
  • Award

    Stock Option

    2017-01-09+27,50027,500 total
    Exercise: $3.54From: 2017-01-09Exp: 2027-01-09Common Stock (27,500 underlying)
Footnotes (3)
  • [F1]Represents 18,300 shares of restricted stock granted under the Issuer's 2015 Equity Compensation Plan. 25% of the shares of restricted stock vest immediately on the grant date and the remaining 75% of the shares of restricted stock will vest annually over the following three years.
  • [F2]Includes 17,993 shares of unvested restricted stock.
  • [F3]25% of the shares underlying the stock options vest immediately on the grant date and the remaining 75% of the shares underlying the stock options will vest annually over the following three years.

Documents

1 file
  • 4
    v456763_4.xmlPrimary

    OWNERSHIP DOCUMENT