Home/Filings/4/0001144204-17-004032
4//SEC Filing

CLEARSIGN COMBUSTION CORP 4

Accession 0001144204-17-004032

$CLIRCIK 0001434524operating

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 4:31 PM ET

Size

15.8 KB

Accession

0001144204-17-004032

Insider Transaction Report

Form 4
Period: 2017-01-25
LEE ANDREW U
SVP of Business Development
Transactions
  • Exercise of In-Money

    Subscription Rights (Right to Purchase)

    2016-12-278000 total(indirect: By IRA)
    Exercise: $4.00From: 2016-12-27Exp: 2017-01-13See Footnote (800 underlying)
  • Exercise of In-Money

    Warrant to Purchase Common Stock

    2017-01-25+800800 total(indirect: By IRA)
    Exercise: $4.00From: 2017-01-25Exp: 2019-01-25Common Stock (800 underlying)
  • Exercise of In-Money

    Common Stock/CLIR

    2017-01-25$4.00/sh+800$3,2004,800 total(indirect: By IRA)
  • Exercise of In-Money

    Common Stock/CLIR

    2017-01-25$4.00/sh+1,000$4,0006,000 total
  • Exercise of In-Money

    Subscription Rights (Right to Purchase)

    2016-12-271,0000 total
    Exercise: $4.00From: 2016-12-27Exp: 2017-01-13See Footnote (1,000 underlying)
  • Exercise of In-Money

    Warrant to Purchase Common Stock

    2017-01-25+1,0001,000 total
    Exercise: $4.00From: 2017-01-25Exp: 2019-01-25Common Stock (1,000 underlying)
Footnotes (2)
  • [F1]The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.
  • [F2]Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

Issuer

CLEARSIGN COMBUSTION CORP

CIK 0001434524

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001434524

Filing Metadata

Form type
4
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 4:31 PM ET
Size
15.8 KB