Legend Oil & Gas, Ltd. 4/A

Accession 0001144204-17-004232

CIK 0001140414operating

View on SEC.gov Company Profile

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 11:54 AM ET

Size

37.5 KB

Accession

0001144204-17-004232

Insider Transaction Report

Form 4/AAmended

Period: 2016-05-27

Legend Oil & Gas, Ltd.LOGL

Hillair Capital Investments LP

10% Owner

Transactions

Purchase
Original Issue Discount Senior Convertible Debenture
2016-03-25$410788.00/sh+13,692,933$5,624,892,561,204→ 383,129,608 total
Exercise: $0.03From: 2016-03-25Exp: 2018-03-01→ Common Stock (13,692,933 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-04-07$1150206.00/sh+38,340,200$44,099,128,081,200→ 421,469,808 total
Exercise: $0.03From: 2016-04-07Exp: 2018-03-01→ Common Stock (38,340,200 underlying)
Purchase
Series B Convertible Preferred Stock
2015-10-21$1000.00/sh+321,456,675$321,456,675,000→ 321,456,675 total
Exercise: $0.03From: 2015-10-21→ Common Stock (321,456,675 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-01-29$1439400.00/sh+47,980,000$69,062,412,000,000→ 369,436,675 total
Exercise: $0.03From: 2016-01-29Exp: 2018-03-01→ Common Stock (47,980,000 underlying)
Purchase
Common Stock
2015-05-01$0.03/sh+604,155,998$18,124,680→ 604,155,998 total
Purchase
Original Issue Discount Senior Convertible Debenture
2016-08-22$385000.00/sh+12,833,333$4,940,833,205,000→ 478,972,554 total
Exercise: $0.03From: 2016-08-22Exp: 2018-03-01→ Common Stock (12,833,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-10-31$440000.00/sh+14,666,666$6,453,333,040,000→ 493,639,220 total
Exercise: $0.03From: 2016-10-31Exp: 2018-03-01→ Common Stock (14,666,666 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-12-16$330000.00/sh+11,000,000$3,630,000,000,000→ 517,472,553 total
Exercise: $0.03From: 2016-12-19Exp: 2018-03-01→ Common Stock (11,000,000 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2017-01-25$770000.00/sh+25,666,666$19,763,332,820,000→ 555,972,552 total
Exercise: $0.03From: 2017-01-25Exp: 2018-03-01→ Common Stock (25,666,666 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-07-05$330000.00/sh+11,000,000$3,630,000,000,000→ 447,805,888 total
Exercise: $0.03From: 2016-07-05Exp: 2018-03-01→ Common Stock (11,000,000 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-07-27$550000.00/sh+18,333,333$10,083,333,150,000→ 466,139,221 total
Exercise: $0.03From: 2016-07-27Exp: 2018-03-01→ Common Stock (18,333,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-11-29$302500.00/sh+10,083,333$3,050,208,232,500→ 506,472,553 total
Exercise: $0.03From: 2016-11-29Exp: 2018-03-01→ Common Stock (12,833,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2017-01-03$385000.00/sh+12,833,333$4,940,833,205,000→ 530,305,886 total
Exercise: $0.03From: 2017-01-03Exp: 2018-03-01→ Common Stock (12,833,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-05-27$460082.00/sh+15,336,080$7,055,854,358,560→ 436,805,888 total
Exercise: $0.03From: 2016-05-27Exp: 2018-03-01→ Common Stock (15,336,080 underlying)

Hillair Capital Management LLC

10% Owner

Transactions

Purchase
Series B Convertible Preferred Stock
2015-10-21$1000.00/sh+321,456,675$321,456,675,000→ 321,456,675 total
Exercise: $0.03From: 2015-10-21→ Common Stock (321,456,675 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2017-01-25$770000.00/sh+25,666,666$19,763,332,820,000→ 555,972,552 total
Exercise: $0.03From: 2017-01-25Exp: 2018-03-01→ Common Stock (25,666,666 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-05-27$460082.00/sh+15,336,080$7,055,854,358,560→ 436,805,888 total
Exercise: $0.03From: 2016-05-27Exp: 2018-03-01→ Common Stock (15,336,080 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-10-31$440000.00/sh+14,666,666$6,453,333,040,000→ 493,639,220 total
Exercise: $0.03From: 2016-10-31Exp: 2018-03-01→ Common Stock (14,666,666 underlying)
Purchase
Common Stock
2015-05-01$0.03/sh+604,155,998$18,124,680→ 604,155,998 total
Purchase
Original Issue Discount Senior Convertible Debenture
2016-01-29$1439400.00/sh+47,980,000$69,062,412,000,000→ 369,436,675 total
Exercise: $0.03From: 2016-01-29Exp: 2018-03-01→ Common Stock (47,980,000 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-07-05$330000.00/sh+11,000,000$3,630,000,000,000→ 447,805,888 total
Exercise: $0.03From: 2016-07-05Exp: 2018-03-01→ Common Stock (11,000,000 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-04-07$1150206.00/sh+38,340,200$44,099,128,081,200→ 421,469,808 total
Exercise: $0.03From: 2016-04-07Exp: 2018-03-01→ Common Stock (38,340,200 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2017-01-03$385000.00/sh+12,833,333$4,940,833,205,000→ 530,305,886 total
Exercise: $0.03From: 2017-01-03Exp: 2018-03-01→ Common Stock (12,833,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-03-25$410788.00/sh+13,692,933$5,624,892,561,204→ 383,129,608 total
Exercise: $0.03From: 2016-03-25Exp: 2018-03-01→ Common Stock (13,692,933 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-07-27$550000.00/sh+18,333,333$10,083,333,150,000→ 466,139,221 total
Exercise: $0.03From: 2016-07-27Exp: 2018-03-01→ Common Stock (18,333,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-08-22$385000.00/sh+12,833,333$4,940,833,205,000→ 478,972,554 total
Exercise: $0.03From: 2016-08-22Exp: 2018-03-01→ Common Stock (12,833,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-11-29$302500.00/sh+10,083,333$3,050,208,232,500→ 506,472,553 total
Exercise: $0.03From: 2016-11-29Exp: 2018-03-01→ Common Stock (12,833,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-12-16$330000.00/sh+11,000,000$3,630,000,000,000→ 517,472,553 total
Exercise: $0.03From: 2016-12-19Exp: 2018-03-01→ Common Stock (11,000,000 underlying)

McAvoy Sean M

10% Owner

Transactions

Purchase
Original Issue Discount Senior Convertible Debenture
2016-04-07$1150206.00/sh+38,340,200$44,099,128,081,200→ 421,469,808 total
Exercise: $0.03From: 2016-04-07Exp: 2018-03-01→ Common Stock (38,340,200 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-10-31$440000.00/sh+14,666,666$6,453,333,040,000→ 493,639,220 total
Exercise: $0.03From: 2016-10-31Exp: 2018-03-01→ Common Stock (14,666,666 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-11-29$302500.00/sh+10,083,333$3,050,208,232,500→ 506,472,553 total
Exercise: $0.03From: 2016-11-29Exp: 2018-03-01→ Common Stock (12,833,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2017-01-25$770000.00/sh+25,666,666$19,763,332,820,000→ 555,972,552 total
Exercise: $0.03From: 2017-01-25Exp: 2018-03-01→ Common Stock (25,666,666 underlying)
Purchase
Common Stock
2015-05-01$0.03/sh+604,155,998$18,124,680→ 604,155,998 total
Purchase
Original Issue Discount Senior Convertible Debenture
2016-01-29$1439400.00/sh+47,980,000$69,062,412,000,000→ 369,436,675 total
Exercise: $0.03From: 2016-01-29Exp: 2018-03-01→ Common Stock (47,980,000 underlying)
Purchase
Series B Convertible Preferred Stock
2015-10-21$1000.00/sh+321,456,675$321,456,675,000→ 321,456,675 total
Exercise: $0.03From: 2015-10-21→ Common Stock (321,456,675 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-07-05$330000.00/sh+11,000,000$3,630,000,000,000→ 447,805,888 total
Exercise: $0.03From: 2016-07-05Exp: 2018-03-01→ Common Stock (11,000,000 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-07-27$550000.00/sh+18,333,333$10,083,333,150,000→ 466,139,221 total
Exercise: $0.03From: 2016-07-27Exp: 2018-03-01→ Common Stock (18,333,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-08-22$385000.00/sh+12,833,333$4,940,833,205,000→ 478,972,554 total
Exercise: $0.03From: 2016-08-22Exp: 2018-03-01→ Common Stock (12,833,333 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-03-25$410788.00/sh+13,692,933$5,624,892,561,204→ 383,129,608 total
Exercise: $0.03From: 2016-03-25Exp: 2018-03-01→ Common Stock (13,692,933 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-05-27$460082.00/sh+15,336,080$7,055,854,358,560→ 436,805,888 total
Exercise: $0.03From: 2016-05-27Exp: 2018-03-01→ Common Stock (15,336,080 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2016-12-16$330000.00/sh+11,000,000$3,630,000,000,000→ 517,472,553 total
Exercise: $0.03From: 2016-12-19Exp: 2018-03-01→ Common Stock (11,000,000 underlying)
Purchase
Original Issue Discount Senior Convertible Debenture
2017-01-03$385000.00/sh+12,833,333$4,940,833,205,000→ 530,305,886 total
Exercise: $0.03From: 2017-01-03Exp: 2018-03-01→ Common Stock (12,833,333 underlying)

Footnotes (2)

[F1]The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
[F2]The Series B Convertible Preferred Stock does not have an expiration date.

Documents

1 file

4
v457755_form4a.xml
FORM 4/A

Issuer

Legend Oil & Gas, Ltd.

CIK 0001140414

→

Entity typeoperating

IncorporatedCO

Related Parties

filerCIK 0001140414

Filing Metadata

Form type: 4/A
Filed: Jan 26, 7:00 PM ET
Accepted: Jan 27, 11:54 AM ET
Size: 37.5 KB

View on SEC.gov