4//SEC Filing
Resolute Energy Corp 4
Accession 0001144204-17-014064
CIK 0001469510operating
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 6:06 PM ET
Size
11.0 KB
Accession
0001144204-17-014064
Insider Transaction Report
Form 4
GAZULIS THEODORE
Senior VP, CFO
Transactions
- Exercise/Conversion
Common Stock
2017-03-08+7,869→ 164,827 total - Tax Payment
Common Stock
2017-03-08$38.22/sh−10,742$410,559→ 154,085 total - Exercise/Conversion
Performance Share Rights
2017-03-08−7,869→ 0 totalExp: 2017-03-08→ Common Stock (7,869 underlying)
Holdings
- 16,600(indirect: See footnote)
Common Stock
Footnotes (7)
- [F1]Represents Outperformance shares received on satisfaction of criteria under Performance Share Rights granted in February 2014. The closing price of the Issuer's common stock on March 8, 2017, the date such shares were earned, was $38.22.
- [F2]Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person pursuant to Issuer's 2009 Performance Incentive Plan upon the earning of 7,869 Outperformance shares, the vesting of 4,060 shares that vested pursuant to Time-vesting criteria and 12,181 shares of restricted stock that vested pursuant to Performance-vesting criteria.
- [F3]Includes 34,422 shares of restricted stock subject to Time- and Performance- vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2020.
- [F4]Includes 95,513 shares held by the Reporting Person in a revocable trust and 8,782 shares held in a custodial account.
- [F5]Consists of 15,600 shares held in the George D. Gazulis Revocable Trust and 1,000 shares held in an IRA FBO George Gazulis, Theodore Gazulis, beneficiary.
- [F6]Each Performance Share Right represents a right to receive up to the target number of shares of the Issuer's common stock (Outperformance Shares). Outperformance Shares are issued only upon achievement of specified thresholds of cumulative TSR compared to the cumulative TSR of a certain peer group of companies. Potential earning dates for such shares occurred in three annual installments commencing March 8, 2015 through March 8, 2017.
- [F7]Outperformance shares that were not earned as of the last vesting date are no longer eligible to be earned by the Reporting Person after such date.
Documents
Issuer
Resolute Energy Corp
CIK 0001469510
Entity typeoperating
Related Parties
1- filerCIK 0001469510
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 6:06 PM ET
- Size
- 11.0 KB