4//SEC Filing
Protea Biosciences Group, Inc. 4
Accession 0001144204-17-018882
CIK 0001335103operating
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:29 PM ET
Size
11.0 KB
Accession
0001144204-17-018882
Insider Transaction Report
Form 4
ROBERSON ED
Director
Transactions
- Other
Common Stock
2017-03-24+400,000→ 1,005,456 total - Other
Class A Warrant (right to buy)
2017-03-24+400,000→ 1,123,927 totalExercise: $0.09From: 2017-03-24Exp: 2018-09-24→ Common Stock (400,000 underlying) - Other
Class B Warrant (right to buy)
2017-03-24+400,000→ 1,123,927 totalExercise: $0.11From: 2017-03-24Exp: 2022-03-24→ Common Stock (400,000 underlying)
Footnotes (4)
- [F1]Mr. Roberson held $30,000 of outstanding principal indebtedness and accrued unpaid interest of the Issuer ("Unsecured Debt"). On March 24, 2017, Mr. Roberson exchanged $30,000 of Unsecured Debt of the Issuer, for units of the Issuer's equity securities, consisting of (a) an aggregate of 400,000 shares of common stock, $0.0001 par value per share, of the Issuer ("Common Stock"), valued at $0.075 per share, (b) 18 month Class A warrants to purchase 400,000 shares of Common Stock at an exercise price of $0.09 per share ("Class A Warrant"), and (c) five year Class B warrants to purchase another 400,000 shares at an exercise price of $0.1125 per share ("Class B Warrant").
- [F2]The shares of Common Stock reported in Column 5 and 7 are the number of shares of Common Stock issuable upon exercise of the Class A Warrant and/or Class B Warrant.
- [F3]Includes 67,856 shares of Common Stock owned of record by Raymond James & Associates, Inc., an IRA account of Ed Roberson.
- [F4]Includes 857,260 shares of Common Stock to be acquired upon the exercise of warrants and 266,667 shares of Common Stock to be acquired upon the exercise of stock options.
Documents
Issuer
Protea Biosciences Group, Inc.
CIK 0001335103
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001335103
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 4:29 PM ET
- Size
- 11.0 KB