Home/Filings/4/0001144204-17-020206
4//SEC Filing

TSS, Inc. 4

Accession 0001144204-17-020206

$TSSICIK 0001320760operating

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 5:40 PM ET

Size

8.7 KB

Accession

0001144204-17-020206

Insider Transaction Report

Form 4
Period: 2017-04-10
Penver John K
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Employee Stock Option

    2017-04-10200,0000 total
    Exp: 2024-08-29Common Stock (200,000 underlying)
  • Award

    Employee Stock Option

    2017-04-10+300,000300,000 total
    Exercise: $0.10Exp: 2024-01-14Common Stock (300,000 underlying)
Footnotes (2)
  • [F1]The exercise price is equal to the average of the high and low bid prices for the Issuer's common stock reported daily on the OTCQB marketplace during the 20 trading days following August 29, 2014.
  • [F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 29, 2014, and provided that the option would become exercisable in installments as follows: 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $2.00 for 20 consecutive business days, and 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $3.00 for 20 consecutive business days. The replacement option provides that the option will become exercisable in installments as follows: 150,000 shares will vest on April 10, 2018, and 150,000 shares will vest on April 10, 2019. The option continues to be immediately exercisable upon the occurrence of a change in control of the Issuer.

Issuer

TSS, Inc.

CIK 0001320760

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001320760

Filing Metadata

Form type
4
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 5:40 PM ET
Size
8.7 KB