Home/Filings/4/0001144204-17-025189
4//SEC Filing

EMPIRE RESOURCES INC /NEW/ 4

Accession 0001144204-17-025189

CIK 0001019272operating

Filed

May 7, 8:00 PM ET

Accepted

May 8, 3:33 PM ET

Size

7.7 KB

Accession

0001144204-17-025189

Insider Transaction Report

Form 4
Period: 2017-05-04
WRUBEL HARVEY
DirectorVP of Sales/Dir of Marketing
Transactions
  • Other

    Options to Purchase Common Stock

    2017-05-04$5.38/sh50,000$268,7500 total
    Exercise: $1.63From: 2009-09-17Exp: 2019-09-17Common Stock (50,000 underlying)
  • Gift

    Common Stock

    2017-05-04$7.00/sh17,604$123,2280 total
Footnotes (2)
  • [F1]The reporting person has gifted all of his shares.
  • [F2]In connection with the Agreement and Plan of Merger, dated as of March 30, 2017, as amended on April 6, 2017 (as so amended, the "Merger Agreement"), by and among Empire Resources, Parent and Ta Chen Investment Corporation ("Sub"), Sub intends to merge with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent. In connection with the Merger, the reporting person cancelled all of his options in exchange for receiving the difference between his exercise price ($1.625 per share) and the merger consideration ($7.00 per share).

Issuer

EMPIRE RESOURCES INC /NEW/

CIK 0001019272

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001019272

Filing Metadata

Form type
4
Filed
May 7, 8:00 PM ET
Accepted
May 8, 3:33 PM ET
Size
7.7 KB