4//SEC Filing
Medley Capital Corp 4
Accession 0001144204-17-033899
$PFXCIK 0001490349operating
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 6:37 PM ET
Size
11.2 KB
Accession
0001144204-17-033899
Insider Transaction Report
Form 4
Taube Brook
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock, par value $0.001 per share
2017-06-23$6.33/sh+117,833$745,353→ 7,168,987 total(indirect: By LLC) - Purchase
Common Stock, par value $0.001 per share
2017-06-21$6.24/sh+153,711$958,573→ 6,897,443 total(indirect: By LLC) - Purchase
Common Stock, par value $0.001 per share
2017-06-22$6.26/sh+153,711$962,215→ 7,051,154 total(indirect: By LLC)
Holdings
- 190,000(indirect: See Footnote)
Common Stock, par value $0.001 per share
Footnotes (5)
- [F1]On 06/21/2017, 06/22/2017 and 06/23/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 153,711, 153,711 and 117,833 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.20 to $6.30, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.23 to $6.28, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.27 to $6.38, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F5]These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.
Documents
Issuer
Medley Capital Corp
CIK 0001490349
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001490349
Filing Metadata
- Form type
- 4
- Filed
- Jun 22, 8:00 PM ET
- Accepted
- Jun 23, 6:37 PM ET
- Size
- 11.2 KB