Medley Capital Corp 4
4 · Medley Capital Corp · Filed Jun 28, 2017
Insider Transaction Report
Form 4
Taube Seth
Director
Transactions
- Purchase
Common Stock, par value $0.001 per share
2017-06-28$6.36/sh+102,152$649,973→ 7,445,580 total(indirect: By LLC) - Purchase
Common Stock, par value $0.001 per share
2017-06-26$6.39/sh+38,287$244,608→ 7,207,274 total(indirect: By LLC) - Purchase
Common Stock, par value $0.001 per share
2017-06-27$6.35/sh+136,154$863,938→ 7,343,428 total(indirect: By LLC)
Holdings
- 35,000(indirect: See Footnote)
Common Stock, par value $0.001 per share
- 142,510(indirect: See Footnote)
Common Stock, par value $0.001 per share
Footnotes (6)
- [F1]On 06/26/2017, 06/27/2017 and 06/28/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 38,287, 136,154, and 102,152 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.37 to $6.40, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.30 to $6.40, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.33 to $6.40 inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F5]These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.
- [F6]These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization.