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4//SEC Filing

Medley Capital Corp 4

Accession 0001144204-17-035486

$PFXCIK 0001490349operating
View on SEC.govCompany Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 5:13 PM ET

Size

10.1 KB

Accession

0001144204-17-035486

Insider Transaction Report

Form 4
Period: 2017-06-29
Medley Capital CorpMCC
Taube Brook
DirectorChief Executive Officer
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2017-06-30$6.40/sh+3,039$19,450→ 7,481,733 total(indirect: By LLC)
  • Purchase

    Common Stock, par value $0.001 per share

    2017-07-03$6.40/sh+14,999$95,994→ 7,496,732 total(indirect: By LLC)
  • Purchase

    Common Stock, par value $0.001 per share

    2017-06-29$6.40/sh+33,114$211,900→ 7,478,694 total(indirect: By LLC)
Holdings

  • Common Stock, par value $0.001 per share

    (indirect: See Footnote)
    190,000
Footnotes (3)
  • [F1]On 06/29/2017, 06/30/2017 and 07/03/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 33,114, 3,039, and 14,999 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.39 to $6.40, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F3]These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.

Documents

1 file

Issuer

Medley Capital Corp

CIK 0001490349

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001490349

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:13 PM ET
Size
10.1 KB
View on SEC.gov