Medley Capital Corp 4
4 · Medley Capital Corp · Filed Jul 12, 2017
Insider Transaction Report
Form 4
Taube Brook
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock, par value $0.001 per share
2017-07-10$6.40/sh+12,109$77,482→ 7,756,938 total(indirect: By LLC)
Holdings
- 190,000(indirect: See Footnote)
Common Stock, par value $0.001 per share
Footnotes (3)
- [F1]On 07/10/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 12,109 shares of Medley Capital Corporation common stock. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.35 to $6.40, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.