Oxford Lane Capital Corp. 4
4 · Oxford Lane Capital Corp. · Filed Jul 14, 2017
Insider Transaction Report
Form 4
Frantz Leroy Scott
10% Owner
Transactions
- Other
8.125% Series 2024 Term Preferred Stock
2017-07-14$25.07/sh−200,000$5,014,000→ 0 total
Holdings
- 437,622
7.50% Series 2023 Term Preferred Stock
- 1,012
Common Stock
- 200,000
6.75% Series 2024 Term Preferred Stock
Footnotes (1)
- [F1]On July 14, 2017 (the "Redemption Date"), Oxford Lane Capital Corp. (the "Issuer") redeemed all of the issued and outstanding shares of the Issuer's 8.125% Series 2024 Term Preferred Stock (the "Shares"), which was traded on the NASDAQ Global Select Market under the ticker OXLCN, for a redemption price of $25 per Share plus $0.07336 in accrued but unpaid dividends per Share to the Redemption Date, for an aggregate redemption price of $25.07336 per Share. The 200,000 Shares beneficially owned by Mr. Frantz were redeemed as part of this redemption by the Issuer.