4//SEC Filing
Oxford Lane Capital Corp. 4
Accession 0001144204-17-036832
$OXLCCIK 0001495222other
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 4:16 PM ET
Size
6.8 KB
Accession
0001144204-17-036832
Insider Transaction Report
Form 4
Frantz Leroy Scott
10% Owner
Transactions
- Other
8.125% Series 2024 Term Preferred Stock
2017-07-14$25.07/sh−200,000$5,014,000→ 0 total
Holdings
- 437,622
7.50% Series 2023 Term Preferred Stock
- 1,012
Common Stock
- 200,000
6.75% Series 2024 Term Preferred Stock
Footnotes (1)
- [F1]On July 14, 2017 (the "Redemption Date"), Oxford Lane Capital Corp. (the "Issuer") redeemed all of the issued and outstanding shares of the Issuer's 8.125% Series 2024 Term Preferred Stock (the "Shares"), which was traded on the NASDAQ Global Select Market under the ticker OXLCN, for a redemption price of $25 per Share plus $0.07336 in accrued but unpaid dividends per Share to the Redemption Date, for an aggregate redemption price of $25.07336 per Share. The 200,000 Shares beneficially owned by Mr. Frantz were redeemed as part of this redemption by the Issuer.
Documents
Issuer
Oxford Lane Capital Corp.
CIK 0001495222
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0001495222
Filing Metadata
- Form type
- 4
- Filed
- Jul 13, 8:00 PM ET
- Accepted
- Jul 14, 4:16 PM ET
- Size
- 6.8 KB