Home/Filings/4/0001144204-17-038438
4//SEC Filing

Symonds Jonathan 4

Accession 0001144204-17-038438

CIK 0001660484other

Filed

Jul 25, 8:00 PM ET

Accepted

Jul 26, 7:00 PM ET

Size

10.7 KB

Accession

0001144204-17-038438

Insider Transaction Report

Form 4
Period: 2017-07-24
Transactions
  • Disposition to Issuer

    Ordinary Shares, par value $0.01 per share

    2017-07-24525,4460 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-07-2418,2890 total
    Exercise: $8.80Exp: 2026-03-30Ordinary Shares, par value $0.01 per share (18,289 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-07-2414,9070 total
    Exercise: $8.80Exp: 2026-03-30Ordinary Shares, par value $0.01 per share (14,907 underlying)
Footnotes (3)
  • [F1]Immediately prior to the Effective Time (as defined below), the Reporting Person beneficially owned 525,446 ordinary shares of the Issuer, par value $0.01 per share ("Ordinary Shares").
  • [F2]Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings.
  • [F3]Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 33,196 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

Issuer

Innocoll Holdings plc

CIK 0001660484

Entity typeother

Related Parties

1
  • filerCIK 0001693550

Filing Metadata

Form type
4
Filed
Jul 25, 8:00 PM ET
Accepted
Jul 26, 7:00 PM ET
Size
10.7 KB