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4//SEC Filing

Crane Jennifer 4

Accession 0001144204-17-040657

CIK 0001093207other
View on SEC.govCompany Profile

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 6:47 PM ET

Size

22.8 KB

Accession

0001144204-17-040657

Insider Transaction Report

Form 4
Period: 2017-07-31
CROSSROADS SYSTEMS INCCRDS
Crane Jennifer
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Option (right to buy)

    2017-07-31−37,500→ 0 total
    Exercise: $2.81Exp: 2027-04-01→ Common Stock (37,500 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2017-07-31−3,005→ 0 total
    Exercise: $45.59Exp: 2024-01-17→ Common Stock (3,005 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2017-07-31−751→ 0 total
    Exercise: $79.03From: 2015-10-17Exp: 2021-10-17→ Common Stock (751 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2017-07-31−376→ 0 total
    Exercise: $25.96From: 2014-08-25Exp: 2020-08-25→ Common Stock (376 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2017-07-31−7,000→ 0 total
    Exercise: $5.90From: 2017-06-06Exp: 2026-06-06→ Common Stock (7,000 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2017-07-31−3,000→ 0 total
    Exercise: $26.80Exp: 2025-09-17→ Common Stock (3,000 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2017-07-31−601→ 0 total
    Exercise: $45.76Exp: 2024-10-01→ Common Stock (601 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2017-07-31−376→ 0 total
    Exercise: $25.96From: 2012-08-25Exp: 2020-08-25→ Common Stock (376 underlying)
  • Disposition to Issuer

    Common Stock Warrant (right to buy)

    2017-07-31−43→ 0 total
    Exercise: $40.00From: 2013-09-28Exp: 2018-03-28→ Common Stock (43 underlying)
Footnotes (5)
  • [F1]The option vests in full on April 1, 2018.
  • [F2]These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017.
  • [F3]The option vests over a two year period until fully vested on September 17, 2017.
  • [F4]The option vests quarterly over a four year period until fully vested on January 17, 2018.
  • [F5]The option vests quarterly over a four year period until fully vested on October 1, 2018.

Documents

1 file

Issuer

CROSSROADS SYSTEMS INC

CIK 0001093207

→
Entity typeother

Related Parties

1
  • filerCIK 0001315692

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 6:47 PM ET
Size
22.8 KB
View on SEC.gov