ADVA Optical Networking SE 3
3 · MRV COMMUNICATIONS INC · Filed Aug 16, 2017
Insider Transaction Report
Form 3
ADVA NA Holdings, Inc.
10% Owner
Holdings
- 5,296,053(indirect: See Footnotes)
Common Stock, par value $0.0017 per share
Footnotes (3)
- [F1]This form is a joint filing by ADVA Optical Networking SE ("Ultimate Parent"), ADVA NA Holdings, Inc., a direct wholly-owned subsidiary of Ultimate Parent ("Parent") and Golden Acquisition Corporation, a direct wholly-owned subsidiary of Parent ("Merger Sub").
- [F2]Shares of Common Stock, par value $0.0017 per share (the "Shares"), of MRV Communications, Inc. ("MRV") acquired pursuant to the tender offer effected pursuant to the Agreement and Plan of Merger, dated July 2, 2017 (the "Merger Agreement"), by and among Parent, Merger Sub and MRV (such tender offer, the "Offer").
- [F3]The Shares were acquired by Merger Sub. Since Merger Sub is a direct wholly-owned subsidiary of Parent, which in turn is a direct wholly-owned subsidiary of Ultimate Parent, Ultimate Parent and Parent may be deemed to have acquired indirect beneficial ownership of the Shares pursuant to the Offer.