Home/Filings/3/0001144204-17-043679
3//SEC Filing

ADVA Optical Networking SE 3

Accession 0001144204-17-043679

CIK 0000887969other

Filed

Aug 15, 8:00 PM ET

Accepted

Aug 16, 3:58 PM ET

Size

8.6 KB

Accession

0001144204-17-043679

Insider Transaction Report

Form 3
Period: 2017-08-12
Holdings
  • Common Stock, par value $0.0017 per share

    (indirect: See Footnotes)
    5,296,053
Holdings
  • Common Stock, par value $0.0017 per share

    (indirect: See Footnotes)
    5,296,053
Holdings
  • Common Stock, par value $0.0017 per share

    (indirect: See Footnotes)
    5,296,053
Footnotes (3)
  • [F1]This form is a joint filing by ADVA Optical Networking SE ("Ultimate Parent"), ADVA NA Holdings, Inc., a direct wholly-owned subsidiary of Ultimate Parent ("Parent") and Golden Acquisition Corporation, a direct wholly-owned subsidiary of Parent ("Merger Sub").
  • [F2]Shares of Common Stock, par value $0.0017 per share (the "Shares"), of MRV Communications, Inc. ("MRV") acquired pursuant to the tender offer effected pursuant to the Agreement and Plan of Merger, dated July 2, 2017 (the "Merger Agreement"), by and among Parent, Merger Sub and MRV (such tender offer, the "Offer").
  • [F3]The Shares were acquired by Merger Sub. Since Merger Sub is a direct wholly-owned subsidiary of Parent, which in turn is a direct wholly-owned subsidiary of Ultimate Parent, Ultimate Parent and Parent may be deemed to have acquired indirect beneficial ownership of the Shares pursuant to the Offer.

Issuer

MRV COMMUNICATIONS INC

CIK 0000887969

Entity typeother
IncorporatedGermany

Related Parties

1
  • filerCIK 0001714580

Filing Metadata

Form type
3
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 3:58 PM ET
Size
8.6 KB