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4//SEC Filing

GRAHAM ROBERT A. 4

Accession 0001144204-17-044642

CIK 0001590383other
View on SEC.govCompany Profile

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 5:47 PM ET

Size

10.3 KB

Accession

0001144204-17-044642

Insider Transaction Report

Form 4
Period: 2017-08-17
BIOHITECH GLOBAL, INC.BHTG
PENN VENTURE PARTNERS , L.P.
Other
Transactions
  • Exercise of In-Money

    Convertible Promissory Note

    2017-08-17$100000.00/sh+1$100,000→ 1 total(indirect: Held by Penn Venture Partners, L.P.)
    Exercise: $2.75From: 2017-08-17Exp: 2019-07-06→ Common Stock (9,091 underlying)
  • Exercise of In-Money

    Warrants

    2017-08-17+9,091→ 9,091 total(indirect: Held by Penn Ventures, L.P.)
    Exercise: $3.30From: 2017-08-17Exp: 2022-08-17→ Common Stock (9,091 underlying)
GRAHAM ROBERT A.
Director
Transactions
  • Exercise of In-Money

    Warrants

    2017-08-17+9,091→ 9,091 total(indirect: Held by Penn Ventures, L.P.)
    Exercise: $3.30From: 2017-08-17Exp: 2022-08-17→ Common Stock (9,091 underlying)
  • Exercise of In-Money

    Convertible Promissory Note

    2017-08-17$100000.00/sh+1$100,000→ 1 total(indirect: Held by Penn Venture Partners, L.P.)
    Exercise: $2.75From: 2017-08-17Exp: 2019-07-06→ Common Stock (9,091 underlying)
Footnotes (5)
  • [F1]Represents the highest possible conversion price of the note.
  • [F2]Represents the number of shares of common stock, par value $$0.0001 per share ("Common Stock") into which the note is convertible based on the conversion price of $2.75 per share. The note is convertible into an indeterminable number of shares.
  • [F3]Does not include 799,877 shares held by Penn Venture Partners, L.P. ("Penn Venture") over which Mr. Graham holds voting and dispositive power. The address of Penn Venture is 132 State Street, Harrisburg, PA 12101.
  • [F4]Based on 120% of the conversion price of $2.75 per share. The warrants are exercisable into an indeterminable number of shares.
  • [F5]Represents the number of shares of Common Stock into which the warrants are exercisable based on the exercise price of $3.30 per share.

Documents

1 file

Issuer

BIOHITECH GLOBAL, INC.

CIK 0001590383

→
Entity typeother

Related Parties

1
  • filerCIK 0001658634

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 5:47 PM ET
Size
10.3 KB
View on SEC.gov