JOHNSON LEIPOLD HELEN P 4
4 · JOHNSON OUTDOORS INC · Filed Sep 1, 2017
Insider Transaction Report
Form 4
JOHNSON LEIPOLD HELEN P
DirectorChairman of the Board & CEO10% Owner
Transactions
- Other
Class A Common Stock
2017-08-31+364,345→ 903,465 total(indirect: As settlor)
Holdings
- 307,392
Class A Common Stock
- 250,872(indirect: By Trust)
Class A Common Stock
Footnotes (6)
- [F1]The reported transaction involved Ms. Johnson-Leipold's purchase of shares from a grantor retained annuity trust, for which Ms. Johnson-Leipold's husband serves as investment fiduciary, in exchange for a promissory note. Ms. Johnson-Leipold was the beneficial owner of the purchased shares while they were held by the grantor retained annuity trust and Ms. Johnson-Leipold remains the beneficial owner of the shares following their purchase from the grantor retained annuity trust.
- [F2]The purchase price will be determined at a later date through an appraisal of the purchased common stock.
- [F3]Ms. Johnson-Leipold reports these shares as settlor and beneficiary of the Trusts, which beneficially own reported shares directly or indirectly as a shareholder of certain corporations and as the general partner of certain limited partnerships (collectively, the "Controlling Entities").
- [F4]Ms. Johnson-Leipold reports all shares held by certain corporations of which certain trusts (the "Trusts") may be deemed to be controlling shareholders. In addition, Ms. Johnson-Leipold reports all shares held by certain limited partnerships of which one of the Trusts is a general partner. Due to the nature of such limited partnerships, it is impractical to determine each Trust's or other trusts' proportionate interest (as defined by Rule 16a-1(a)(2)(ii)(B)) in such limited partnerships. Ms. Johnson-Leipold disclaims beneficial ownership in all shares held by the Controlling Entities in which she does not have a pecuniary interest.
- [F5]Helen P. Johnson-Leipold reports these shares as settlor of and beneficiary of the Trusts.
- [F6]Helen P. Johnson-Leipold reports direct ownership of these shares, which she holds (a) personally, (b) as the sole shareholder of a certain corporation that holds shares, and (c) as restricted stock awards.