US VC Partners GP, LLC 4

4 · Cyalume Technologies Holdings, Inc. · Filed Sep 8, 2017

Insider Transaction Report

Form 4
Period: 2017-09-08
Transactions
  • Disposition from Tender

    Series A Convertible Preferred Stock

    2017-09-08123,0770 total(indirect: See Footnote)
    Exercise: $0.14From: 2013-11-19Common Stock (44,814,651 underlying)
Footnotes (3)
  • [F1]The shares do not have an expiration date.
  • [F2]The shares of Series A Convertible Preferred Stock were cancelled in the merger (the "Merger") effected pursuant to the Agreement and Plan of Merger, dated as of August 8, 2017, among the Issuer, CPS Performance Materials Merger Sub Corp. and CPS Performance Materials Corp., in exchange for a cash payment of $77.86 per share.
  • [F3]These shares are held of record by US VC Partners, LP ("LP"). The Reporting Person is the general partner of LP. US VC Partners Management, LLC ("Management") may be deemed to have investment power over the securities held by LP, and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person, Management, and LP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of them are beneficial owners for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Documents

1 file
  • 4
    v474880_4.xmlPrimary

    OWNERSHIP DOCUMENT