4//SEC Filing
Hummer John 4
Accession 0001144204-17-056311
CIK 0001374684other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 5:26 PM ET
Size
16.7 KB
Accession
0001144204-17-056311
Insider Transaction Report
Form 4
MULESOFT, INCMULE
HUMMER WINBLAD VENTURE PARTNERS V LP
10% Owner
Transactions
- Sale
Class A Common Stock
2017-11-02$23.59/sh−32,936$776,960→ 65,872 total - Other
Class A Common Stock
2017-11-01−876,590→ 15,787,389 total - Sale
Class A Common Stock
2017-11-01$23.44/sh−32,936$772,020→ 32,936 total - Other
Class A Common Stock
2017-11-01+65,872→ 98,808 total
Transactions
- Sale
Class A Common Stock
2017-11-01$23.44/sh−32,936$772,020→ 32,936 total - Other
Class A Common Stock
2017-11-01−876,590→ 15,787,389 total - Sale
Class A Common Stock
2017-11-02$23.59/sh−32,936$776,960→ 65,872 total - Other
Class A Common Stock
2017-11-01+65,872→ 98,808 total
KERTZMAN MITCHELL
10% Owner
Transactions
- Other
Class A Common Stock
2017-11-01+65,872→ 98,808 total - Sale
Class A Common Stock
2017-11-01$23.44/sh−32,936$772,020→ 32,936 total - Other
Class A Common Stock
2017-11-01−876,590→ 15,787,389 total - Sale
Class A Common Stock
2017-11-02$23.59/sh−32,936$776,960→ 65,872 total
Hummer John
10% Owner
Transactions
- Other
Class A Common Stock
2017-11-01−876,590→ 15,787,389 total - Sale
Class A Common Stock
2017-11-02$23.59/sh−32,936$776,960→ 65,872 total - Other
Class A Common Stock
2017-11-01+65,872→ 98,808 total - Sale
Class A Common Stock
2017-11-01$23.44/sh−32,936$772,020→ 32,936 total
Footnotes (9)
- [F1]Represents a sale of 32, 936 shares held by Mitchell Kertzman, a managing member of Hummer Winblad Equity Partners V, L.L.C ("HW Equity V").
- [F2]Consists of 32,936 shares held by John Hummer, a managing member of HW Equity V.
- [F3]Represents a pro-rata, in-kind distribution by Hummer Winblad Venture Partners V, L.P. ("HWVP V") without additional consideration, to its partners. HWVP V distributed an aggregate of 650,868 shares to its limited partners on a pro rata basis and 225,722 shares to its general partner, HW Equity V. HW Equity V subsequently distributed 225,722 shares on a pro rata basis for no additional consideration to its members and assignees.
- [F4]Consists of 15,778,619 shares held of record by HWVP V for itself and 8,770 shares held of record by HWVP V as nominee for Hummer Winblad Venture Partners V-A, L.P.
- [F5]HW Equity V is the general partner of HWVP V. Mr. Hummer, Mr. Kertzman and Ann Winblad are the managing members of HW Equity V and share voting and dispositive power with respect to the shares held of record by HWVP V. HW Equity V, Mr. Hummer, Mr. Kertzman and Ms. Winblad disclaim beneficial ownership of such shares except the extent of their pecuniary interests therein.
- [F6]Represents a change in the form of ownership as a result of a pro-rata, in-kind distribution by HWVP V to HW Equity V and the subsequent pro-rata, in-kind distribution by HW Equity V to its members and assignees, including Mr. Hummer and Mr. Kertzman.
- [F7]Consists of 65,872 shares held directly by Mr. Hummer and 32,936 shares held directly by Mr. Kertzman
- [F8]Represents a sale of 32, 936 shares held by Mr. Kertzman.
- [F9]Consists of 65,872 shares held by Mr. Hummer.
Documents
Issuer
MULESOFT, INC
CIK 0001374684
Entity typeother
Related Parties
1- filerCIK 0001367002
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 5:26 PM ET
- Size
- 16.7 KB