4//SEC Filing
Hummer John 4
Accession 0001144204-17-059462
CIK 0001374684other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 4:55 PM ET
Size
14.9 KB
Accession
0001144204-17-059462
Insider Transaction Report
Form 4
MULESOFT, INCMULE
HUMMER WINBLAD VENTURE PARTNERS V LP
10% Owner
Transactions
- Sale
Class A Common Stock
2017-11-14$23.01/sh−46,110$1,060,991→ 115,689 total - Other
Class A Common Stock
2017-11-13−1,227,226→ 14,560,163 total - Other
Class A Common Stock
2017-11-13+92,220→ 161,799 total
KERTZMAN MITCHELL
10% Owner
Transactions
- Other
Class A Common Stock
2017-11-13+92,220→ 161,799 total - Other
Class A Common Stock
2017-11-13−1,227,226→ 14,560,163 total - Sale
Class A Common Stock
2017-11-14$23.01/sh−46,110$1,060,991→ 115,689 total
Hummer John
10% Owner
Transactions
- Other
Class A Common Stock
2017-11-13+92,220→ 161,799 total - Other
Class A Common Stock
2017-11-13−1,227,226→ 14,560,163 total - Sale
Class A Common Stock
2017-11-14$23.01/sh−46,110$1,060,991→ 115,689 total
Transactions
- Other
Class A Common Stock
2017-11-13−1,227,226→ 14,560,163 total - Other
Class A Common Stock
2017-11-13+92,220→ 161,799 total - Sale
Class A Common Stock
2017-11-14$23.01/sh−46,110$1,060,991→ 115,689 total
Footnotes (7)
- [F1]Represents a pro-rata, in-kind distribution by Hummer Winblad Venture Partners V, L.P. ("HWVP V") without additional consideration, to its partners. HWVP V distributed an aggregate of 911,222 shares to its limited partners on a pro rata basis and 316,004 shares to its general partner, Hummer Winblad Equity Partners V, L.L.C. ("HW Equity V"). HW Equity V subsequently distributed 316,004 shares on a pro rata basis for no additional consideration to its members and assignees.
- [F2]Consists of 14,551,393 shares held of record by HWVP V for itself and 8,770 shares held of record by HWVP V as nominee for Hummer Winblad Venture Partners V-A, L.P.
- [F3]HW Equity V is the general partner of HWVP V. John Hummer, Mitchell Kertzman and Ann Winblad are the managing members of HW Equity V and share voting and dispositive power with respect to the shares held of record by HWVP V. HW Equity V, Mr. Hummer, Mr. Kertzman and Ms. Winblad disclaim beneficial ownership of such shares except the extent of their pecuniary interests therein.
- [F4]Represents a change in the form of ownership as a result of a pro-rata, in-kind distribution by HWVP V to HW Equity V and the subsequent pro-rata, in-kind distribution by HW Equity V to its members and assignees, including Mr. Hummer and Mr. Kertzman.
- [F5]Consists of 115,689 shares held directly by Mr. Hummer and 46,110 shares held directly by Mr. Kertzman.
- [F6]Represents a sale of 46,110 shares held by Mr. Kertzman.
- [F7]Consists of 115,689 shares held by Mr. Hummer.
Documents
Issuer
MULESOFT, INC
CIK 0001374684
Entity typeother
Related Parties
1- filerCIK 0001367002
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 4:55 PM ET
- Size
- 14.9 KB