|4Nov 15, 9:04 PM ET

BRECHBUHL T ULRICH 4

4 · Alcentra Capital Corp · Filed Nov 15, 2017

Insider Transaction Report

Form 4
Period: 2017-11-13
Transactions
  • Purchase

    Common Stock

    2017-11-13$7.29/sh+6,800$49,5726,800 total
  • Purchase

    Common Stock

    2017-11-15$7.03/sh+3,200$22,49610,000 total
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions, each at a price of $7.29 per share. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased in each transaction.
  • [F2]The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions, each at a price of $7.03 per share, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased in each transaction.

Documents

1 file
  • 4
    tv479653_form4.xmlPrimary

    OWNERSHIP DOCUMENT