Davis Joshua T. 4
4 · Stellus Capital Investment Corp · Filed Nov 16, 2017
Insider Transaction Report
Form 4
Davis Joshua T.
Director
Transactions
- Purchase
Common Stock
2017-11-14$12.46/sh+20,000$249,200→ 168,497 total - Purchase
Common Stock
2017-11-15$12.27/sh+30,000$368,100→ 198,497 total
Footnotes (3)
- [F1]The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.2999 to $12.57 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price
- [F2]The amount of securities beneficially owned following the reported transaction also includes an additional 33,567 shares issued under the DRIP.
- [F3]The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $12.20 to $12.40 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.