Eby Matthew 4
4 · Sequential Brands Group, Inc. · Filed Nov 20, 2017
Insider Transaction Report
Form 4
SWEEDLER WILLIAM
Director10% Owner
Transactions
- Purchase
Common Stock
2017-11-17$1.68/sh+86,036$144,153→ 1,020,290 total
Holdings
- 6,628,572(indirect: By LLC)
Common Stock
- 95,938(indirect: By Matthew Eby. See footnote)
Common Stock
- 59,165(indirect: By LLC)
Common Stock
- 733,333(indirect: By LLC)
Common Stock
- 257,273(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at the reported price. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
- [F2]Directly owned by Mr. William Sweedler.
- [F3]Consists of shares of common stock of the Issuer held by Madcat II, LLC, of which Mr. Sweedler is the managing member. Mr. Sweelder disclaims beneficial ownership of shares of common stock of the Issuer held by Madcat II, LLC, except to the extent of his pecuniary interest therein.
- [F4]Consists of (i) 6,628,572 shares of common stock of the Issuer held directly by TCP WR Acquisition, LLC, (ii) 733,333 shares of common stock of the Issuer held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of common stock of the Issuer held by TCP SQBG II, LLC. Mr. Sweedler and Mr. Matthew Eby are managing members of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler also is a director of the Issuer. Each of Tengram Capital Associates, LLC, Mr. Sweedler and Mr. Eby disclaims beneficial ownership of such shares of Common Stock, except to the extent of his or its respective pecuniary interest therein.
- [F5]Directly owned by Mr. Eby.