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4//SEC Filing

D'Aponte Ray 4

Accession 0001144204-17-064862

CIK 0001362925other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 6:30 PM ET

Size

17.4 KB

Accession

0001144204-17-064862

Insider Transaction Report

Form 4
Period: 2017-12-20
D'Aponte Ray
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-12-2016,0000 total
    Exercise: $2.80Exp: 2023-04-17Common Stock (16,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-12-20100,0000 total
    Exercise: $2.62Exp: 2026-03-01Common Stock (100,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-12-20150,0000 total
    Exercise: $2.59Exp: 2025-08-03Common Stock (150,000 underlying)
  • Disposition to Issuer

    Common Stock

    2017-12-20$4.50/sh81,568$367,0560 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-12-2095,0000 total
    Exercise: $2.15Exp: 2021-04-25Common Stock (95,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-12-2024,0000 total
    Exercise: $2.56Exp: 2022-03-08Common Stock (24,000 underlying)
Footnotes (3)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Planet Payment, Inc., Fintrax UK Bidco Limited and Fintrax US Acquisition Subsidiary, Inc., dated June October 26, 2017 (the "Merger Agreement"), at the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of the Issuer's common stock were automatically cancelled and converted into the right to receive $4.50 per share in cash without interest (the "Merger Consideration").
  • [F2]Pursuant to the terms of the Merger Agreement, at the Effective Time, each share of Company Restricted Stock Award, whether vested or unvested, that is outstanding immediately prior thereto became fully vested and all restrictions and repurchase rights thereon lapsed and all such shares of Company Restricted Stock Awards were converted automatically into the right to receive at the Effective Time an amount in cash (without interest thereon) equal to the product of (i) the total number of shares subject to Company Restricted Stock Awards (with the number of shares subject to Company Restricted Stock Awards subject to one or more performance conditions deemed to be equal to target levels) and (ii) the Merger Consideration.
  • [F3]Pursuant to the terms of the Merger Agreement, immediately prior to, and contingent upon the consummation of, the Closing, each Company Common Stock Option, to the extent then-unvested, automatically vested and became exercise able and, at the Effective Time, each Company Common Stock Option was cancelled for the right to receive an amount (subject to any applicable withholding tax) in cash (without interest thereon) equal to the product obtained by multiplying (A) the number of shares of Company Common Stock subject to such Company Common Stock Option immediately prior to the Effective Time and (B) (he amount by which the Merger Consideration exceeds the per share exercise price of such Company Common Stock Option.

Issuer

Planet Payment Inc

CIK 0001362925

Entity typeother

Related Parties

1
  • filerCIK 0001650736

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 6:30 PM ET
Size
17.4 KB