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4//SEC Filing

GAZULIS THEODORE 4

Accession 0001144204-18-009395

CIK 0001469510other

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 8:00 PM ET

Size

9.1 KB

Accession

0001144204-18-009395

Insider Transaction Report

Form 4
Period: 2018-02-13
GAZULIS THEODORE
Senior VP, CFO
Transactions
  • Award

    Performance Share Rights

    2018-02-13+23,28023,280 total
    From: 2019-03-08Exp: 2021-03-08Common Stock (23,280 underlying)
  • Award

    Common Stock

    2018-02-13+46,561216,246 total
Holdings
  • Common Stock

    (indirect: See footnote)
    1,000
Footnotes (5)
  • [F1]This restricted stock was granted pursuant to the Issuer's 2009 Performance Incentive Plan. The Reporting Person's interests in the Restricted Stock will vest pursuant to the vesting schedule set forth in the Equity Incentive Grant Agreement dated February 13, 2018. Pursuant to the Agreement, 23,281 total shares will vest by the passage of time ("Time Vested Shares") and 23,280 shares will vest upon achievement of specified thresholds of cumulative total shareholder return (TSR) compared to certain peers ("Performance Vested Shares") in three annual installments commencing March 8, 2019 through March 8, 2021.
  • [F2]Includes 80,983 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2021.
  • [F3]Includes 111,113 shares held by the Reporting Person in a revocable trust; 8,782 shares held in a custodial account; 2,000 shares held in a joint account.
  • [F4]Consists of 1,000 shares held in an IRA FBO George Gazulis, Theodore Gazulis, beneficiary.
  • [F5]Each Performance Share Right represents a right to receive the target number of shares of the Issuer's common stock. The Performance Share Rights vest upon achievement of specified thresholds of cumulative TSR compared to certain peers. Vesting will occur in three annual installments commencing March 8, 2019 through March 8, 2021.

Issuer

Resolute Energy Corp

CIK 0001469510

Entity typeother

Related Parties

1
  • filerCIK 0001472618

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 8:00 PM ET
Size
9.1 KB