ELSER MARCO M 4
4 · PROTALEX INC · Filed Mar 2, 2018
Insider Transaction Report
Form 4
PROTALEX INCPRTX
ELSER MARCO M
Director
Transactions
- Purchase
10% Senior Convertible Note due 2023
2018-02-28$500000.00/sh+2,500,000$1,250,000,000,000→ 2,500,000 total(indirect: By Carlisle Investments Inc.)Exercise: $0.20From: 2018-02-28Exp: 2023-02-28→ Common Stock (2,500,000 underlying)
Holdings
- 250,000
Options
Exercise: $9.00Exp: 2024-02-04→ Common Stock (250,000 underlying) - 17,000(indirect: By Carlisle Investments Inc.)
Common Stock
- 300,000
Options
Exercise: $0.54From: 2018-02-08Exp: 2023-02-08→ Common Stock (300,000 underlying) - 17,000(indirect: By Elser & Company Limited)
Common Stock
- 100,000
Options
Exercise: $6.00Exp: 2024-11-04→ Common Stock (100,000 underlying)
Footnotes (3)
- [F1]The reporting person has the sole power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securites.
- [F2]Granted on February 8, 2018 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the shares on or after the one-year anniversary of the Grant Date.
- [F3]Immediately.