|4Apr 13, 6:03 PM ET

CAPITELLI SARA B 4

4 · CASI Pharmaceuticals, Inc. · Filed Apr 13, 2018

Insider Transaction Report

Form 4
Period: 2018-04-12
CAPITELLI SARA B
VP, Finance and PAO
Transactions
  • Exercise/Conversion

    Common Stock

    2018-04-12$0.88/sh+26,978$23,74126,978 total
  • Tax Payment

    Common Stock

    2018-04-12$6.62/sh8,200$54,28418,778 total
  • Disposition to Issuer

    Common Stock

    2018-04-12$6.62/sh18,778$124,3100 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-04-1226,9780 total
    Exercise: $0.88Exp: 2026-03-02Common Stock (26,978 underlying)
Footnotes (1)
  • [F1]These stock options are the vested portion of stock options that were granted on March 2, 2016 which vested or will vest as follows: 25% on the date of grant, and the remainder ratably over three years on a monthly basis.

Documents

1 file
  • 4
    tv491089_4.xmlPrimary

    OWNERSHIP DOCUMENT