4//SEC Filing
Cox Christopher T 4
Accession 0001144204-18-021391
CIK 0000792130other
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 5:03 PM ET
Size
7.2 KB
Accession
0001144204-18-021391
Insider Transaction Report
Form 4
DATAWATCH CORPDWCH
Cox Christopher T
Director
Transactions
- Award
Common Stock
2018-04-17+7,000→ 45,228 total
Holdings
- 35,000(indirect: See footnote)
Common Stock
- 670,966(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The securities awarded on 4/17/2018 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Third Amended and Restated 2011 Equity Compensation and Incentive Plan. 2,333 RSUs will vest on 5/1/2019 and an additional 2,333 RSUs will vest on 5/1/2020, with the final 2,334 RSUs vesting on 5/1/2021. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.
- [F2]Includes 670,966 shares held by WC Capital, LLC. Mr. Cox, as an investor in and Managing Member of WC Capital, LLC, shares the power to vote and dispose of all 670,966 shares of the Common Stock of the Company held by WC Capital, LLC.
- [F3]Mr. Cox's spouse is a trustee and a beneficiary of the trust that holds these securities. Mr. Cox is neither a trustee nor a beneficiary of the trust. Mr. Cox disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Cox is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
DATAWATCH CORP
CIK 0000792130
Entity typeother
Related Parties
1- filerCIK 0001557341
Filing Metadata
- Form type
- 4
- Filed
- Apr 18, 8:00 PM ET
- Accepted
- Apr 19, 5:03 PM ET
- Size
- 7.2 KB