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4//SEC Filing

Batzer Max 4

Accession 0001144204-18-023969

CIK 0000914577other

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 5:08 PM ET

Size

6.5 KB

Accession

0001144204-18-023969

Insider Transaction Report

Form 4
Period: 2018-04-30
Batzer Max
Director
Transactions
  • Disposition to Issuer

    Stock Option (right to purchase)

    2018-04-30$1.21/sh10,000$12,1420 total
    Exercise: $2.97From: 2015-04-15Exp: 2025-04-05Common Stock (10,000 underlying)
Footnotes (2)
  • [F1]On April 15, 2015, the Reporting Person was granted five-year (5) non-qualified stock options ("NQSOs") to purchase 10,000 shares of the Issuer's common stock, $.001 per share ("Common Stock"). These NQSOs provided for vesting in four equal parts, with the first part vested immediately upon the grant date, and another part to vest upon the first anniversary of the grant date, another part to vest upon the second anniversary of the grant date, and so on. On each anniversary of the grant date, the exercise price increased by four percent (4%).
  • [F2]Cancelled pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for limited purposes therein, Far East Consortium International Limited, in exchange for a lump sum cash payment (less any applicable withholding) equal to the product of the number of shares of Common Stock subject to the option multiplied by the excess, of any, of $4.1886 over the exercise price per share of Common Stock under such option.

Issuer

TRANS WORLD CORP

CIK 0000914577

Entity typeother

Related Parties

1
  • filerCIK 0001398208

Filing Metadata

Form type
4
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 5:08 PM ET
Size
6.5 KB