Pallotta Karen R 4
4 · REDWOOD TRUST INC · Filed May 1, 2018
Insider Transaction Report
Form 4
Pallotta Karen R
Director
Transactions
- Exercise/Conversion
Common Stock
2018-05-01$15.34/sh+1,777$27,259→ 1,777 total - Exercise/Conversion
Deferred Stock Units
2018-05-01−1,777→ 0 totalExercise: $20.05→ Common Stock (1,777 underlying)
Holdings
- 3,027(indirect: By IRA)
Common Stock
Footnotes (5)
- [F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
- [F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
- [F3]Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
- [F4]Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
- [F5]No expiration date is applicable to deferred stock units.