4//SEC Filing
Morrison Michael Anthony 4
Accession 0001144204-18-025417
CIK 0000792130other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 4:31 PM ET
Size
7.3 KB
Accession
0001144204-18-025417
Insider Transaction Report
Form 4
DATAWATCH CORPDWCH
Morrison Michael Anthony
DirectorPresident and CEO
Transactions
- Tax Payment
Common Stock
2018-05-02$9.03/sh−36,668$331,112→ 258,907 total
Holdings
- 119,463(indirect: By Trust)
Common Stock
- 6,559(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]The purpose of this sale is to pay for tax liabilities incurred by Mr. Morrison upon the vesting of certain restricted stock units.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90 to $9.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
- [F4]These shares are owned by Mr. Morrison's wife as custodian for two UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F5]This amount includes 192 shares owned by Mr. Morrison's children held in UTMA accounts which were previously reported as separate holdings.
Documents
Issuer
DATAWATCH CORP
CIK 0000792130
Entity typeother
Related Parties
1- filerCIK 0001296592
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 4:31 PM ET
- Size
- 7.3 KB