NORTHWEST BIOTHERAPEUTICS INC·4

May 30, 9:59 PM ET

Powers Linda F 4

4 · NORTHWEST BIOTHERAPEUTICS INC · Filed May 30, 2018

Insider Transaction Report

Form 4
Period: 2018-05-28
Powers Linda F
Director10% Owner
Transactions
  • Award

    Options to purchase Common Stock, par value $0.001

    2018-05-28+39,200,00039,200,000 total
    Exercise: $0.23From: 2018-05-28Exp: 2028-05-28Common Stock, par value $0.001 (39,200,000 underlying)
Footnotes (2)
  • [F1]29,400,000 of these 39,200,000 Options were previously reported on Form 8-K on January 16, 2018, following Board approval. Half of the Options are vested at the time of issuance and half will vest monthly over the course of 24 months from the date of Board approval, subject to acceleration in certain circumstances.
  • [F2]The exercise price of the Options is $0.23.

Documents

1 file
  • 4
    tv495286_4.xmlPrimary

    OWNERSHIP DOCUMENT