4/A//SEC Filing
Meghji Mohsin Y 4/A
Accession 0001144204-18-033304
CIK 0001652362other
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 6:29 PM ET
Size
25.0 KB
Accession
0001144204-18-033304
Insider Transaction Report
Form 4/AAmended
Transactions
- Other
Common Stock
2018-03-26−1,635,368→ 1,400,492 total(indirect: By LLC) - Other
Common Stock
2018-03-26−233,231→ 0 total(indirect: By M III Sponsor I LP) - Other
Warrants to purchase 1/2 shares of Common Stock
2018-03-26−100,000→ 190,000 total(indirect: By LLC)Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (50,000 underlying) - Other
Common Stock
2018-03-26−39,291→ 233,231 total(indirect: By M III Sponsor I LP) - Other
Common Stock
2018-03-26−524,362→ 3,253,116 total(indirect: By LLC) - Other
Common Stock
2018-03-26−217,256→ 3,035,860 total(indirect: By LLC) - Other
Warrants to purchase 1/2 shares of Common Stock
2018-03-26−50,000→ 0 total(indirect: By M III Sponsor I LP)Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (25,000 underlying)
Holdings
- 1,353,803
Warrants to purchase 1/2 shares of Common Stock
Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (676,901 underlying)
Meghji Mohsin Y
DirectorSee Remarks10% Owner
Transactions
- Other
Common Stock
2018-03-26−524,362→ 3,253,116 total(indirect: By LLC) - Other
Common Stock
2018-03-26−1,635,368→ 1,400,492 total(indirect: By LLC) - Other
Common Stock
2018-03-26−233,231→ 0 total(indirect: By M III Sponsor I LP) - Other
Warrants to purchase 1/2 shares of Common Stock
2018-03-26−50,000→ 0 total(indirect: By M III Sponsor I LP)Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (25,000 underlying) - Other
Common Stock
2018-03-26−39,291→ 233,231 total(indirect: By M III Sponsor I LP) - Other
Warrants to purchase 1/2 shares of Common Stock
2018-03-26−100,000→ 190,000 total(indirect: By LLC)Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (50,000 underlying) - Other
Common Stock
2018-03-26−217,256→ 3,035,860 total(indirect: By LLC)
Holdings
- 1,353,803
Warrants to purchase 1/2 shares of Common Stock
Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (676,901 underlying)
M III Sponsor I LLC
Other
Transactions
- Other
Common Stock
2018-03-26−217,256→ 3,035,860 total(indirect: By LLC) - Other
Common Stock
2018-03-26−39,291→ 233,231 total(indirect: By M III Sponsor I LP) - Other
Warrants to purchase 1/2 shares of Common Stock
2018-03-26−100,000→ 190,000 total(indirect: By LLC)Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (50,000 underlying) - Other
Common Stock
2018-03-26−524,362→ 3,253,116 total(indirect: By LLC) - Other
Common Stock
2018-03-26−1,635,368→ 1,400,492 total(indirect: By LLC) - Other
Common Stock
2018-03-26−233,231→ 0 total(indirect: By M III Sponsor I LP) - Other
Warrants to purchase 1/2 shares of Common Stock
2018-03-26−50,000→ 0 total(indirect: By M III Sponsor I LP)Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (25,000 underlying)
Holdings
- 1,353,803
Warrants to purchase 1/2 shares of Common Stock
Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (676,901 underlying)
Footnotes (8)
- [F1]In connection with the closing of the initial business combination (the "Business Combination") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company"), M III Sponsor I LLC ("Sponsor LLC") and M III Sponsor I LP ("Sponsor LP") forfeited shares of the Company's common stock, par value $0.0001 ("Common Stock") and warrants of the Company that are exerciseable for Common Stock to the Company pursuant to the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, Sponsor LP and Sponsor LLC and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor LLC and Sponsor LP.
- [F2]On March 26, 2018, the Company completed the Business Combination and changed its name to Infrastructure and Energy Alternatives, Inc. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of Sponsor LP. Mr. Meghji also was at the time of the reported transaction and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor LLC. Mr. Meghji had sole voting and dispositive control over securities held by Sponsor LLC and Sponsor LP at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by Sponsor LLC and Sponsor LP. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.
- [F3]In connection with the closing of the Business Combination, Sponsor LLC transferred shares to third parties pursuant to various commitment agreements entered into by and among Sponsor LLC, Sponsor LP and such third parties.
- [F4]Pro rata distribution, not for value, of Common Stock held by Sponsor LLC to certain of of its members.
- [F5]On March 26, 2018, Mr. Meghji transferred the stock of the general partner of Sponsor LP to an affiliate of the limited partner of Sponsor LP and ceased to have beneficial ownership over any securities held by Sponsor LP. As a result of such transfer, Mr. Meghji has ceased to have beneficial ownership with respect to any shares of Common Stock or Warrants owned by Sponsor LP. Mr. Meghji will file any future reports solely in his capacity as a director of the Company.
- [F6]Pro rata distribution, not for value, of warrants of the Company held by Sponsor LLC to certain of of its members.
- [F7]Each warrant became exercisable to purchase one half share of common stock at an exercise price of $5.75 on April 25, 2018 and continues to be exercisable until expiry on March 26, 2023.
- [F8]Represents public warrants held directly by Mr. Meghji.
Documents
Issuer
Infrastructure & Energy Alternatives, Inc.
CIK 0001652362
Entity typeother
Related Parties
1- filerCIK 0001202993
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 6:29 PM ET
- Size
- 25.0 KB