Home/Filings/4/A/0001144204-18-033804
4/A//SEC Filing

Turner Robert Harold 4/A

Accession 0001144204-18-033804

CIK 0001084384other

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 6:36 PM ET

Size

6.8 KB

Accession

0001144204-18-033804

Insider Transaction Report

Form 4/AAmended
Period: 2018-06-07
Transactions
  • Award

    Options to Purchase Common Stock

    2016-11-18+300,000300,000 total
    Exercise: $3.50From: 2016-11-18Exp: 2023-11-18Common Stock (300,000 underlying)
Footnotes (2)
  • [F1]This Amendment is being filed solely for the purpose of providing updated vesting terms.
  • [F2]The options (the "Options") were issued pursuant to the Company's Amended and Restated 2008 Long-Term Incentive Compensation Plan and shall vest and become exercisable over a period of three (3) years, with 1/4 vesting immediately, and the remaining shares vesting in three equal yearly installments. On June 6, 2018, the Issuer and Reporting Person entered into an amendment to that certain employment agreement between the parties pursuant to which the vesting terms of the Options were amended to provide further that the Options shall become fully vested and exercisable on the first trading day of the calendar quarter following a "Change of Control or Triggering Event." On June 7, 2018, a "Change of Control or Triggering Event" occurred when the Issuer tendered a binding offer to merge, or acquire all or substantially all of the assets or a controlling portion (which may be less than 50%) of the equity of another company.

Issuer

PARETEUM Corp

CIK 0001084384

Entity typeother

Related Parties

1
  • filerCIK 0001658889

Filing Metadata

Form type
4/A
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 6:36 PM ET
Size
6.8 KB