Glencore AG 4
4 · CENTURY ALUMINUM CO · Filed Jul 2, 2018
Insider Transaction Report
Form 4
Glencore AG
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2018-06-30−108.24→ 74,122.67 total→ Common Stock (10,824 underlying) - Conversion
Common Stock
2018-06-30+10,824→ 10,093,680 total
Footnotes (3)
- [F1]Represents shares of Common Stock acquired upon conversion of 108.24 shares of Series A Convertible Preferred Stock on June 30, 2018.
- [F2]Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.
- [F3]The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc.