4//SEC Filing
SWETS LARRY G JR 4
Accession 0001144204-18-038397
CIK 0001606163other
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 8:59 PM ET
Size
10.9 KB
Accession
0001144204-18-038397
Insider Transaction Report
Form 4
1347 Investors LLC
10% Owner
Transactions
- Other
Public Warrants (right to buy)
2018-02-21−26,667→ 122,500 totalExercise: $11.50From: 2016-08-19Exp: 2021-07-20→ Common Stock (13,334 underlying) - Other
Public Warrants (right to buy)
2018-06-05−122,500→ 0 totalExercise: $11.50From: 2016-08-19Exp: 2021-07-20→ Common Stock (61,250 underlying)
SWETS LARRY G JR
Director
Transactions
- Other
Public Warrants (right to buy)
2018-06-05−122,500→ 0 totalExercise: $11.50From: 2016-08-19Exp: 2021-07-20→ Common Stock (61,250 underlying) - Other
Public Warrants (right to buy)
2018-02-21−26,667→ 122,500 totalExercise: $11.50From: 2016-08-19Exp: 2021-07-20→ Common Stock (13,334 underlying)
Footnotes (3)
- [F1]Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
- [F2]Represents transfers of Public Warrants pursuant to certain loan and security agreements, dated July 18, 2016, which required 1347 Investors LLC ("1347 Investors") to transfer to the lenders thereunder a number of Public Warrants that 1347 Investors purchased in the open market contemporaneously with the execution of the loan and security agreements on July 18, 2016 for a purchase price of $0.25 per warrant (as reported previously on a Form 4).
- [F3]The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Limbach Holdings, Inc.
CIK 0001606163
Entity typeother
Related Parties
1- filerCIK 0001409891
Filing Metadata
- Form type
- 4
- Filed
- Jul 12, 8:00 PM ET
- Accepted
- Jul 13, 8:59 PM ET
- Size
- 10.9 KB