MENDELSOHN LAWRENCE 4
4 · Great Ajax Corp. · Filed Aug 10, 2018
Insider Transaction Report
Form 4
MENDELSOHN LAWRENCE
DirectorChief Executive Officer
Transactions
- Award
Common Stock, par value $0.01 per share
2018-08-10$15.59/sh+8,000$124,720→ 27,070 total - Award
Common Stock, par value $0.01 per share
2018-08-08$15.59/sh+49,464$771,144→ 504,227 total(indirect: By LLC)
Holdings
- 70(indirect: By Spouse)
Common Stock, par value $0.01 per share
- 70(indirect: By daughter)
Common Stock, par value $0.01 per share
- 824,832(indirect: By LLC)
Common Stock, par value $0.01 per share
- 49,952(indirect: By LLC)
Common Stock, par value $0.01 per share
- 70(indirect: By son)
Common Stock, par value $0.01 per share
- 274,667(indirect: By LLC)
Common Stock, par value $0.01 per share
- 5,923(indirect: By Partnership)
Common Stock, par value $0.01 per share
- 45,938(indirect: By LLC)
Common Stock, par value $0.01 per share
- 8,518(indirect: By Flanders Street Capital Partners I., L.P.)
Common Stock, par value $0.01 per share
Footnotes (5)
- [F1]Payment of management fee to Thetis Asset Management LLC for second quarter ended June 30, 2018.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]Granted pursuant to the 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 10, 2019.
- [F4]Includes 274,667 shares held by Gregory Funding LLC, 504,227 shares held by Thetis Asset Management LLC and 45,938 shares held by Great Ajax FS LLC reported herein.
- [F5]Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership.