TAMER ANTHONY 4
4 · WhiteHorse Finance, Inc. · Filed Aug 31, 2018
Insider Transaction Report
Form 4
TAMER ANTHONY
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2018-08-29$13.88/sh−972,622$13,499,993→ 10,530,000 total(indirect: See footnotes)
Holdings
- 250,254(indirect: See footnote)
Common Stock, par value $0.001 per share
- 5,585
Common Stock, par value $0.001 per share
Footnotes (3)
- [F1]Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein.
- [F2]On August 29, 2018, the Bayside Funds agreed to sell in a block trade, through one or more of their direct or indirect subsidiaries, to a large institutional investor, an aggregate of 972,622 shares of Common Stock at a price of $13.88 per share. After the sale, the Bayside Funds collectively hold 10,530,000 shares of Common Stock, either directly or through one or more of their direct or indirect subsidiaries.
- [F3]Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.