Honig Barry C 4
4 · Pershing Gold Corp. · Filed Sep 14, 2018
Insider Transaction Report
Form 4
Honig Barry C
Director
Transactions
- Exercise/Conversion
Common Stock
2018-09-12+47,661→ 3,237,294 total - Exercise/Conversion
Restricted Stock Units
2018-09-12−47,661→ 0 totalFrom: 2018-09-12Exp: 2018-09-12→ Common Stock (47,661 underlying)
Holdings
- 121,500(indirect: See footnote)
Common Stock
- 89,148(indirect: See footnote)
Common Stock
- 5,193,568(indirect: See footnote)
Common Stock
- 1,763,522(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]Pursuant to each restricted stock unit's applicable Restricted Stock Unit Grant Agreement, for each vested restricted stock unit, the Reporting Person is entitled to receive one share of Common Stock upon termination of service on the Issuer's board of directors, in connection with a change of control or under certain other circumstances, all as set forth in such agreements. On August 29, 2018, the Reporting Person resigned as a member of the Issuer's board of directors. On September 12, 2018, the aggregate 47,661 restricted stock units were settled for an equal number of shares of Issuer's Common Stock.
- [F2]The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
- [F3]The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.
- [F4]The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
- [F5]The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit