Glencore AG 4
4 · CENTURY ALUMINUM CO · Filed Oct 2, 2018
Insider Transaction Report
Form 4
Glencore AG
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2018-09-30−30.96→ 74,091.71 total→ Common Stock (3,096 underlying) - Conversion
Common Stock
2018-09-30+3,096→ 10,096,776 total
Footnotes (3)
- [F1]Represents shares of Common Stock acquired upon conversion of 30.96 shares of Series A Convertible Preferred Stock on September 30, 2018.
- [F2]Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.
- [F3]The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc.