3//SEC Filing
Oaktree Optical Holdings, L.P. 3
Accession 0001144204-18-053496
CIK 0001138639other
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 4:59 PM ET
Size
20.2 KB
Accession
0001144204-18-053496
Insider Transaction Report
Form 3
INFINERA CorpINFN
Holdings
- 20,975,384
Common Stock, par value $0.001 per share
Oaktree Optical Holdings, L.P.
10% Owner
Holdings
- 20,975,384
Common Stock, par value $0.001 per share
Oaktree Capital Group, LLC
10% Owner
Holdings
- 20,975,384
Common Stock, par value $0.001 per share
Oaktree Capital I, L.P.
10% Owner
Holdings
- 20,975,384
Common Stock, par value $0.001 per share
OAKTREE HOLDINGS, LLC
10% Owner
Holdings
- 20,975,384
Common Stock, par value $0.001 per share
Oaktree Fund GP, LLC
10% Owner
Holdings
- 20,975,384
Common Stock, par value $0.001 per share
OAKTREE FUND GP I, L.P.
10% Owner
Holdings
- 20,975,384
Common Stock, par value $0.001 per share
OCM HOLDINGS I, LLC
10% Owner
Holdings
- 20,975,384
Common Stock, par value $0.001 per share
Footnotes (5)
- [F1]Represents shares of common stock, par value $0.001 ("Common Stock"), of Infinera Corporation (the "Issuer") acquired by Oaktree Optical Holdings, L.P. ("Optical") pursuant to the Unit Purchase Agreement, dated as of July 23, 2018 (the "UPA"), by and among Coriant Investor LLC, a majority owned subsidiary of Optical ("Seller") and Optical (solely for the purposes of certain sections therein). Pursuant to the UPA, (i) Seller transferred to the Issuer, and the Issuer purchased from Seller, all of the issued and outstanding limited liability company interests of Telecom Holding Parent LLC, a Delaware limited liability company (the "Company") and;
- [F2](continued from footnote 1) (ii) the Issuer repaid certain amounts due to Optical in satisfaction of the certain obligations owed to Optical by the Company and its subsidiaries pursuant to a financing agreement among Optical, certain of the Company's subsidiaries party thereto, and the other lenders party thereto (together, the "Transactions"). As a result of the Transactions, Optical received cash consideration and the shares of Common Stock reported herein.
- [F3]Optical directly owns the Common Stock reported herein. This Form 3 is also being filed by (i) Oaktree Fund GP, LLC ("Fund GP") in its capacity as general partner of Optical; (ii) Oaktree Fund GP I, L.P. ("GP I") in its capacity as managing member of Fund GP; (iii) Oaktree Capital I, L.P. ("Capital I") in its capacity as the general partner of GP I; (iv) OCM Holdings I, LLC ("Holdings I") in its capacity as the general partner of Capital I; (v) Oaktree Holdings, LLC ("Holdings LLC") in its capacity as the managing member of Holdings I;
- [F4](cont'd from footnote 3) (vi) Oaktree Capital Group, LLC ("OCG") in its capacity as the managing member of Holdings LLC; and (vii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP") in its capacity as the duly appointed manager of OCG (each a "Reporting Person" and, collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of all Common Stock reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any Common Stock reported herein.
- [F5]OCGH GP is a limited liability company managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock held directly by Optical. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock held directly by Optical, except to the extent of his respective pecuniary interests therein, and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any Common Stock reported herein.
Documents
Issuer
INFINERA Corp
CIK 0001138639
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001755632
Filing Metadata
- Form type
- 3
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 4:59 PM ET
- Size
- 20.2 KB