4//SEC Filing
DD3 Mex Acquisition Corp 4
Accession 0001144204-18-054344
CIK 0001748252other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 1:07 PM ET
Size
8.8 KB
Accession
0001144204-18-054344
Insider Transaction Report
Form 4
DD3 Mex Acquisition Corp
10% Owner
Transactions
- Purchase
Ordinary Shares
2018-10-16+225,000→ 1,662,500 total - Purchase
Warrant
2018-10-16+225,000→ 225,000 totalExercise: $11.50→ Ordinary Shares (225,000 underlying)
Footnotes (5)
- [F1]Simultaneously with the Issuer's initial public offering, DD3 Mex Acquisition Corp (the "Sponsor") acquired, at a price of $10.00 per unit, 225,000 units (the "Private Units") in a private placement for an aggregate purchase price of $2,250,000. Each Private Unit consists of one ordinary share and one warrant. This figure does not include an aggregate of up to 18,750 Private Units that the Sponsor has committed to purchase depending on the extent to which the underwriters' option to purchase additional units is exercised.
- [F2]Includes an aggregate of up to 187,500 shares subject to forfeiture by the Sponsor depending on the extent to which the underwriters' option to purchase additional units is exercised.
- [F3]The securities are held directly by the Sponsor and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F4]The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
- [F5]The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
Documents
Issuer
DD3 Acquisition Corp.
CIK 0001748252
Entity typeother
IncorporatedMexico
Related Parties
1- filerCIK 0001754381
Filing Metadata
- Form type
- 4
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 1:07 PM ET
- Size
- 8.8 KB