4//SEC Filing
Werner Martin 4
Accession 0001144204-18-054975
CIK 0001748252other
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 5:00 PM ET
Size
8.8 KB
Accession
0001144204-18-054975
Insider Transaction Report
Form 4
Werner Martin
DirectorChairman and CEO10% Owner
Transactions
- Purchase
Ordinary Shares
2018-10-23+14,125→ 1,676,625 total(indirect: See footnote) - Purchase
Warrant
2018-10-23+14,125→ 239,125 total(indirect: See footnote)Exercise: $11.50→ Ordinary Shares (14,125 underlying)
Footnotes (5)
- [F1]In connection with the underwriters' election to partially exercise the over-allotment option granted in connection with the Issuer's initial public offering, DD3 Mex Acquisition Corp (the "Sponsor") acquired, at a price of $10.00 per unit, 14,125 additional units (the "Private Units") for an aggregate purchase price of $141,250. Each Private Unit consists of one ordinary share and one warrant. This figure does not include an aggregate of up to 4,625 Private Units that the Sponsor has committed to purchase depending on the extent to which the remaining portion of the underwriters' option to purchase additional units is exercised.
- [F2]Includes an aggregate of up to 46,250 shares subject to forfeiture by the Sponsor depending on the extent to which the remaining portion of the underwriters' option to purchase additional units is exercised.
- [F3]The securities are held directly by the Sponsor and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Each of Dr. Werner and Mr. Combe disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F4]The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
- [F5]The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
Documents
Issuer
DD3 Acquisition Corp.
CIK 0001748252
Entity typeother
Related Parties
1- filerCIK 0001754090
Filing Metadata
- Form type
- 4
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 5:00 PM ET
- Size
- 8.8 KB