Tengram Capital Associates, LLC 4

Accession 0001144204-18-056540

CIK 0000844143other

View on SEC.gov Company Profile

Filed

Oct 30, 8:00 PM ET

Accepted

Oct 31, 5:46 PM ET

Size

15.2 KB

Accession

0001144204-18-056540

Insider Transaction Report

Form 4

Period: 2018-10-29

Centric Brands Inc.DFBG

TCP Denim, LLC

10% Owner

Transactions

Conversion
Common Stock, par value $0.10 per share
2018-10-29+10,803,319→ 12,321,093 total(indirect: See Footnote)
Conversion
Series A-1 Convertible Preferred Stock
2018-10-29−4,587,964→ 0 total(indirect: See Footnote)
From: 2018-01-18→ Common Stock, par value $0.10 (4,951,177 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-29−50,000→ 0 total(indirect: See Footnote)
From: 2016-01-28→ Common Stock, par value $0.10 (5,852,142 underlying)

Tengram Capital Partners Fund II, L.P.

10% Owner

Transactions

Conversion
Series A-1 Convertible Preferred Stock
2018-10-29−4,587,964→ 0 total(indirect: See Footnote)
From: 2018-01-18→ Common Stock, par value $0.10 (4,951,177 underlying)
Conversion
Common Stock, par value $0.10 per share
2018-10-29+10,803,319→ 12,321,093 total(indirect: See Footnote)
Conversion
Series A Convertible Preferred Stock
2018-10-29−50,000→ 0 total(indirect: See Footnote)
From: 2016-01-28→ Common Stock, par value $0.10 (5,852,142 underlying)

Tengram Capital Associates, LLC

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2018-10-29−50,000→ 0 total(indirect: See Footnote)
From: 2016-01-28→ Common Stock, par value $0.10 (5,852,142 underlying)
Conversion
Common Stock, par value $0.10 per share
2018-10-29+10,803,319→ 12,321,093 total(indirect: See Footnote)
Conversion
Series A-1 Convertible Preferred Stock
2018-10-29−4,587,964→ 0 total(indirect: See Footnote)
From: 2018-01-18→ Common Stock, par value $0.10 (4,951,177 underlying)

Footnotes (4)

[F1]Reflects the conversion of 50,000 shares of Series A Convertible Preferred Stock of the Company (the "Series A Preferred Stock") held by TCP Denim, LLC into shares of common stock of the Company. The Series A Preferred Stock converted at the option of the holder without the payment of additional consideration by the holder into a number of shares of Common Stock equal to the quotient of (i) $1,000 (plus, at the option of the holder thereof, the amount of accrued and unpaid dividends thereon, as of the conversion date) divided by (ii) $11.16.
[F2]Reflects the conversion of 4,587,964 shares of Series A-1 Preferred Stock of the Company (the "Series A-1 Preferred Stock") held by Tengram Capital Partners Fund II, L.P. into shares of common stock of the Company. The Series A-1 Preferred Stock converted at the option of the holder without the payment of additional consideration by the holder into the number of shares of Common Stock equal to the quotient of (i) $3.00 (plus the amount of accrued and unpaid dividends thereon, as of the conversion date) divided by (ii) $3.00.
[F3]TCP Denim, LLC is managed by its sole member Tengram Capital Partners Fund II, L.P. ("Tengram Fund II"). Tengram Capital Associates II, LLC ("TCA II") is the general partner of Tengram Fund II. Each of Tengram Fund II, TCA II, Mr. Sweedler and Mr. Eby may be deemed a beneficial owner of securities held by TCP Denim, LLC, but disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein.
[F4]The Series A Convertible Preferred Stock and the Series A-1 Preferred Stock had no expiration date or maturity.

Documents

1 file

4
tv505935_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Centric Brands Inc.

CIK 0000844143

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001564904

Filing Metadata

Form type: 4
Filed: Oct 30, 8:00 PM ET
Accepted: Oct 31, 5:46 PM ET
Size: 15.2 KB

View on SEC.gov