4/A//SEC Filing
Morrison Michael Anthony 4/A
Accession 0001144204-18-057187
CIK 0000792130other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 9:25 AM ET
Size
8.1 KB
Accession
0001144204-18-057187
Insider Transaction Report
Form 4/AAmended
DATAWATCH CORPDWCH
Morrison Michael Anthony
DirectorPresident and CEO
Transactions
- Tax Payment
Common Stock
2018-05-02$8.99/sh−9,167$82,411→ 286,408 total
Holdings
- 5,985(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]The purpose of this sale is to pay for tax liabilities incurred by Mr. Morrison upon the vesting of certain restricted stock units.
- [F2]In Mr. Morrison's original Form 4 filed with the U.S. Securities and Exchange Commission on May 4, 2018 (the "Original Filing"), the number of shares sold by Mr. Morrison on May 2, 2018 to pay for tax liabilities incurred by Mr. Morrison upon vesting of certain restricted stock units was overstated by 27,501 shares due to a clerical error. On May 2, 2018, Mr. Morrison sold 9,167 shares to pay for tax liabilities incurred by Mr. Morrison upon the vesting of certain restricted stock units. The price reported in Column 4 was based on the number of shares reported as sold by Mr. Morrison in the Original Filing and is hereby amended to state the corrected weighted average price based on the 9,167 shares sold by Mr. Morrison on May 2, 2018. The number of shares beneficially owned by Mr. Morrison as a result of the sale of 9,167 shares on May 2, 2018 as reported in the Original Filing is hereby amended to correct the aforementioned clerical error.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90 to $9.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F4]In the Original Filing, the number of shares owned by Mr. Morrison's wife as custodian for two UTMA accounts was overstated by 574 shares due to a clerical error. The number of shares beneficially owned by Mr. Morrison's wife as custodian for two UTMA accounts as reported in the Original Filing is hereby amended to correct the aforementioned clerical error.
- [F5]These shares are owned by Mr. Morrison's wife as custodian for two UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F6]This amount includes 192 shares owned by Mr. Morrison's children held in UTMA accounts which were previously reported as separate holdings.
Documents
Issuer
DATAWATCH CORP
CIK 0000792130
Entity typeother
Related Parties
1- filerCIK 0001296592
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 9:25 AM ET
- Size
- 8.1 KB